Carter-4

K. Carter Harris, Senior Managing Director

Mr. Harris has over 35 years of capital markets and funds placement experience during which time he has been responsible for capital raising initiatives in excess of $40 billion. He recently joined the Thomas Capital Group. Prior to Thomas, he was a Partner with Triton Pacific Capital where he headed the New York office. Carter co-founded and led for more than 9 years a private placement business for Karis Capital Partners and its predecessor firm, Knight Capital Partners.

From 2002 to 2006, Carter was head of Debt Capital Markets for the Americas for Nomura Securities International and led a wide variety of global financing transactions. Prior to Nomura, Carter was a Managing Director in the Capital Markets Group for Merrill Lynch, where he spent 18 years.

He received his MBA from the Tuck School at Dartmouth College and his undergraduate degree from the University of Kentucky. He holds series 7, 63, 24 and 50 registrations